William L. Mckenzie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Louis Mckenzie, who also goes by Bill Mckenzie, William L Mckenzie, William Louis Mckenzie III, (iii) William L Mckinzie, William L Mckinzie III, William Louis Mckinzie Iii, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2018 - November 2, 2020
DOMINION INVESTOR SERVICES, INC.
September 15, 2016 - November 8, 2018
FORESTERS EQUITY SERVICES, INC.
July 2, 2015 - September 14, 2016
FIRST ALLIED SECURITIES, INC.
November 14, 2014 - May 18, 2015
SECURITIES AMERICA, INC.
April 3, 2006 - November 14, 2014
SUNSET FINANCIAL SERVICES, INC.
January 2, 1990 - March 24, 2006
METROPOLITAN LIFE INSURANCE COMPANY
January 2, 1990 - March 24, 2006
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOMINION INVESTOR SERVICES, INC.
CRD#: 21548 / SEC#: , 8-39029
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOMINION FINANCIAL SERVICES, INC. | PARENT/SHAREHOLDER | |
| CRISLER, SHIRLEY MAE | IP, SR VICE PRESIDENT, DIRECTOR, CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | 2118069 |
| SHROPSHIRE, CAMERON EDWARD III | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | 2233524 |
| SMITH, RIX CARLTON | PRESIDENT, CEO, DIRECTOR, GP, MP,OP | 1061442 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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