Tamara J. Hunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tamara Joan Hunter, who also goes by Tamara J Hunter, Tamara Joan Mora, was a registered financial professional .
Tamara is a previously registered financial professional and started their career in finance in 1990. Tamara had worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2004 - October 10, 2007
DIVERSITY INVESTMENT CORP.
August 9, 2002 - April 6, 2022
HANDELSBANKEN MARKETS SECURITIES, INC.
May 22, 2001 - September 16, 2002
BLADEX SECURITIES, L.L.C.
September 7, 2000 - December 6, 2000
BBA ICATU SECURITIES INC.
May 13, 1999 - February 23, 2001
BBA SECURITIES CORP.
January 28, 1993 - December 21, 1998
MAN INVESTMENTS INC.
September 19, 1991 - December 30, 1992
CITIGROUP GLOBAL MARKETS INC.
June 6, 1990 - August 26, 1991
CITIGROUP GLOBAL MARKETS INC.
January 23, 1990 - June 13, 1990
FIRST MONTAUK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
DIVERSITY INVESTMENT CORP.
CRD#: 120121 / SEC#: , 8-65257
Contact information
Documents
Red Flags
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