John H. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Harold Murphy was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 3 firms and has passed the Series 63, Series 65, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2008 - April 11, 2012
JUNIPER CAPITAL GROUP, LLC
February 8, 2006 - March 14, 2008
EQUITABLE ADVISORS, LLC
January 31, 2006 - March 14, 2008
EQUITABLE ADVISORS, LLC
February 16, 2000 - November 17, 2003
EQUITABLE ADVISORS, LLC
January 16, 1990 - November 17, 2003
EQUITABLE ADVISORS, LLC
January 5, 1990 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Exams
Current Firm
JUNIPER CAPITAL GROUP, LLC
CRD#: 122952 / SEC#: , 8-65551
Contact information
Documents
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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