Henry J. Gannett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry J Gannett was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1990. Henry had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2013 - October 18, 2016
FOOTHILL SECURITIES, INC.
September 29, 2010 - September 27, 2011
FOOTHILL SECURITIES, INC.
February 2, 2007 - November 17, 2008
FOOTHILL SECURITIES, INC.
January 24, 2007 - December 4, 2017
PARK PLACE WEALTH ADVISORS, INC
December 18, 1995 - February 12, 2007
ASSOCIATED SECURITIES CORP.
May 4, 1994 - November 15, 1994
ASSOCIATED SECURITIES CORP.
March 11, 1993 - May 17, 1994
SIFE
March 30, 1992 - February 18, 1993
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 20, 1990 - March 30, 1992
SIFE
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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