Nicolas K. Donarski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolas Kazimierz Donarski was a registered financial professional .
Nicolas is a previously registered financial professional and started their career in finance in 1989. Nicolas had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2011 - June 28, 2013
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
December 1, 2010 - June 28, 2013
FIRST REPUBLIC SECURITIES COMPANY, LLC
October 23, 2009 - December 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - December 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 6, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 1, 2003 - September 6, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 6, 2005
WELLS FARGO CLEARING SERVICES, LLC
November 20, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 13, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
December 19, 1989 - January 28, 2000
P. R. HERZIG & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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