Sharon D. Highland

BARAK ASSET MANAGEMENT

Jamaica, NY

CRD#: 2019480

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Professional summary

Sharon Denise Highland is a registered financial advisor currently at BARAK ASSET MANAGEMENT LLC located in Jamaica, New York.

Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Sharon has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Denise Highland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2024 - Present

BARAK ASSET MANAGEMENT LLC

RIA

CRD#: 142251

Jamaica, NY

Past

October 5, 2021 - December 31, 2023

BARAK ASSET MANAGEMENT LLC

RIA

CRD#: 142251

JAMAICA, NY

Past

June 6, 2008 - November 9, 2011

THS LTD.

CRD#: 120063

NEW YORK, NY

Past

March 29, 2004 - September 8, 2006

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/26/2004

General Securities Representative Examination

Current Firm

BARAK ASSET MANAGEMENT LLC

CRD#: 142251 / SEC#: 801-67255

RIA

Registered Investment Advisory firm - (10/22/2007 Terminated)

New Jersey

Registered Investment Advisory firm - (6/9/2008 Terminated)

New York

Registered Investment Advisory firm - (1/15/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Jamaica, NY

Mailing Address

Phone number

(718) 658-2561

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 7,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sharon D. Highland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Denise Highland's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARAK ASSET MANAGEMENT LLC

BARAK ASSET MANAGEMENT LLC

THS LTD.

BLACKROCK INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2004

Series 7

Date: 3/26/2004

Current Firm

BARAK ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARAK ASSET MANAGEMENT LLC

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