Adam F. Greenberg
Professional summary
Adam Fredric Greenberg is a registered financial professional currently at SONENSHINE & COMPANY LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1995. Adam has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Fredric Greenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2019 - Present
SONENSHINE & COMPANY LLC
Office #1: 505 Park Ave 3rd Floor, New York, NY, 10022November 6, 2006 - July 9, 2019
AGM SECURITIES LLC
November 3, 1999 - July 17, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 1995 - October 23, 1996
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2023)
(6/29/2023)
(6/21/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SONENSHINE & COMPANY LLC
CRD#: 104357 / SEC#: , 8-52819
Contact information
FINRA licenses (21 States and Territories)
Disclosures
| Regulatory Event | 2 |
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