Savas Z. Alkoc
Professional summary
Savas Zafer Alkoc was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Savas is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Savas had worked at 5 firms, which includes SUMMIT FINANCIAL SERVICES GROUP INC., FISERV INVESTOR SERVICES INC., DIME SECURITIES INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1998 - November 16, 1999
SUMMIT FINANCIAL SERVICES GROUP, INC.
April 7, 1997 - October 21, 1998
FISERV INVESTOR SERVICES, INC.
September 30, 1996 - April 10, 1997
DIME SECURITIES, INC.
February 1, 1990 - November 15, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 1, 1990 - November 15, 1991
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL SERVICES GROUP, INC.
CRD#: 7246 / SEC#: , 8-20568
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FLEET NATIONAL BANK | SOLE SHAREHOLDER | |
| AGRESTI, JOSEPH CHARLES | VICE PRESIDENT | 1046308 |
| BABCOCK, JOHN PHILIPS | BOARD MEMBER | 4133304 |
| BETHLEHEM FSG HOLDINGS LLC | GENERAL PARTNER | |
| BYRNE, ELISABETH CATHERINE | VICE PRESIDENT | 2479951 |
| DUMONT, CHRISTOPHER CHARLES | VICE PRESIDENT | 2581069 |
| DUNN, BRIAN DOUGLAS | VICE PRESIDENT | 2052692 |
| HALLMAN, GERARD JAMES | CHIEF OPERATING OFFICER, SENIOR V. P., BOARD MEMBER | 849106 |
| HOLODINSKI, JOHN PAUL | VICE PRESIDENT | 2494707 |
| JENNINGS, RICHARD JOHN JR | CHIEF FINANCIAL OFFICER, BOARD MEMBER | 2509021 |
| MANSFIELD, RICHARD EDMUND | PRESIDENT, CEO, BOARD MEMBER | 4133328 |
| MAURER, CHRISTOPHER THOMAS | VICE PRESIDENT | 1658746 |
| MCCLURE, STEWART EVANS JR | CHAIRMAN | 4133289 |
| RUSSO, GREGORY PATRICK | VICE PRESIDENT | 2726622 |
| SERENSITS, KEVIN LUKE | VICE PRESIDENT | 726011 |
| SUMMIT BANK (PA) | BANK | |
| TREGLIA, FRANCIS JOSEPH | CHIEF COMPLIANCE OFFICER | 1292875 |
| WILLIAMS, DENNIS ANTHONY | CHIEF LEGAL COUNSEL, BOARD MEMBER | 2470532 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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