Savas Zafer Alkoc
Professional Summary
Savas Zafer Alkoc, who also goes by Savas Alkoc, was a registered financial advisor. Savas was a previously registered financial professional and started their career in finance 1990 - 1999. Savas had worked at 5 firms and has passed the Series 6 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Savas Alkoc
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
LEHIGH SECURITIES CORPORATION | SUMMIT FINANCIAL SERVICES GROUP, INC.
Contact Information
Established
Pennsylvania since 10/01/2000Firm Type
PartnershipFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FLEET NATIONAL BANK | SOLE SHAREHOLDER | — |
| AGRESTI, JOSEPH CHARLES | VICE PRESIDENT | 1046308 |
| BABCOCK, JOHN PHILIPS | BOARD MEMBER | 4133304 |
| BETHLEHEM FSG HOLDINGS LLC | GENERAL PARTNER | — |
| BYRNE, ELISABETH CATHERINE | VICE PRESIDENT | 2479951 |
| DUMONT, CHRISTOPHER CHARLES | VICE PRESIDENT | 2581069 |
| DUNN, BRIAN DOUGLAS | VICE PRESIDENT | 2052692 |
| HALLMAN, GERARD JAMES | CHIEF OPERATING OFFICER, SENIOR V. P., BOARD MEMBER | 849106 |
| HOLODINSKI, JOHN PAUL | VICE PRESIDENT | 2494707 |
| JENNINGS, RICHARD JOHN JR | CHIEF FINANCIAL OFFICER, BOARD MEMBER | 2509021 |
| MANSFIELD, RICHARD EDMUND | PRESIDENT, CEO, BOARD MEMBER | 4133328 |
| MAURER, CHRISTOPHER THOMAS | VICE PRESIDENT | 1658746 |
| MCCLURE, STEWART EVANS JR | CHAIRMAN | 4133289 |
| RUSSO, GREGORY PATRICK | VICE PRESIDENT | 2726622 |
| SERENSITS, KEVIN LUKE | VICE PRESIDENT | 726011 |
| SUMMIT BANK (PA) | BANK | — |
| TREGLIA, FRANCIS JOSEPH | CHIEF COMPLIANCE OFFICER | 1292875 |
| WILLIAMS, DENNIS ANTHONY | CHIEF LEGAL COUNSEL, BOARD MEMBER | 2470532 |
Disclosures
Regulatory Event
1Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1996About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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