Clayton L. Cheek

LYNX CAPITAL

Moraga, CA 94556

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CRD#: 2019224

Professional summary

Clayton Lyle Cheek, who also goes by Clayton L Cheek, Clayton Lyle Cheek, is a registered financial professional currently at LYNX CAPITAL, LLC located in Moraga, California.

Clayton is registered as a RR (Registered Representative) and started their career in finance in 1995. Clayton has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Clayton L Cheek | Clayton Lyle Cheek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clayton Lyle Cheek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2023 - Present

LYNX CAPITAL, LLC

Office #1: 55 Parson Brown Ct., Moraga, CA 94556

CRD#: 137178

Moraga, CA

Past

February 16, 2022 - December 5, 2023

SUPERVISION PARTNERS LLC

CRD#: 300528

NEW YORK, NY

Past

July 23, 2021 - January 28, 2022

ELEVATION, LLC

CRD#: 140341

CHARLOTTE, NC

Past

October 13, 2018 - January 14, 2020

ALPHAMAX DISTRIBUTORS, L.L.C.

CRD#: 8258

New York, NY

Past

July 8, 2016 - September 28, 2018

ARTIVEST BROKERAGE LLC

CRD#: 168218

NEW YORK, NY

Past

September 8, 2009 - July 7, 2011

MARTIN CURRIE INVESTOR SERVICES, INC.

CRD#: 39256

NEW YORK, NY

Past

June 11, 2007 - July 14, 2009

MAN INVESTMENTS INC.

CRD#: 15770

NEW YORK, NY

Past

November 7, 1995 - March 10, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/6/2023)

New York
(12/6/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/25/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/23/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2016

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/17/2014

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 1/25/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LYNX CAPITAL, LLC

GP GROUP, LLC | LYNX CAPITAL, LLC | LYNX CAPITAL

CRD#: 137178 / SEC#: , 8-67068

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

55 Parson Brown Ct., Moraga, CA 94556

Mailing Address

55 Parson Brown Ct., Moraga, CA 94556

Phone number

(925) 388-0462

Established

California since 10/21/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DEUTZ, THEODORE JOHN	PRESIDENT/CCO	2333618
MORGAN, WILLIAM ARTHUR	FINOP

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clayton L. Cheek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clayton Lyle Cheek's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUPERVISION PARTNERS LLC

ELEVATION, LLC

ALPHAMAX DISTRIBUTORS, L.L.C.

ARTIVEST BROKERAGE LLC

MARTIN CURRIE INVESTOR SERVICES, INC.

MAN INVESTMENTS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/25/2016

Series 63

Date: 7/23/2007

SIE

Date: 9/28/2018

Series 7

Date: 7/7/2016

Series 3

Date: 6/17/2014

Series 24

Date: 1/25/2008

FINRA

Current Firm

LYNX CAPITAL, LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LYNX CAPITAL, LLC

TRUST BUT VERIFY

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