Michael Klarin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Klarin was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 31, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2013 - April 17, 2014
FELIX INVESTMENTS LLC
August 15, 2012 - March 4, 2013
ALEXANDER CAPITAL, L.P.
July 13, 2012 - August 22, 2012
FELIX INVESTMENTS LLC
November 2, 2009 - July 15, 2010
SUMMIT SECURITIES GROUP LLC
May 29, 2008 - January 7, 2009
ACCESS SECURITIES, LLC
April 2, 2007 - May 3, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - May 3, 2007
MORGAN STANLEY & CO. LLC
January 3, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
November 29, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
November 11, 2004 - November 20, 2006
MIDWOOD SECURITIES, INC.
September 2, 1999 - December 16, 2004
INSTITUTIONAL EDGE, L.L.C.
February 11, 1998 - March 15, 1999
WELLS FARGO CLEARING SERVICES, LLC
May 28, 1997 - February 27, 1998
ACCESS SECURITIES, LLC
July 23, 1992 - November 8, 1996
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
FELIX INVESTMENTS LLC
CRD#: 148441 / SEC#: , 8-68024
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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