MH
Mark S. Hansen
HANSEN & ASSOCIATES FINANCIAL GROUP
ROSEVILLE, CA 94661
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CRD#: 2019098
MH
Professional summary
Mark Steven Hansen, CFP®, ChFC® is a registered financial advisor currently at HANSEN & ASSOCIATES FINANCIAL GROUP INC. located in Roseville, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Mark has worked at 4 firms and has passed the Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME:COOKIES BY DESIGN INV.REL:N NATURE:BAKERY POSITION:CO-OWNER
TITLE:CO-OWNER W/ WIFE ADDRESS:6616 LAGUNA BLVD#122 ELK GROVE CA HRS WORKING:35 HRS TRADING:0 START: 3/25/03-CO-OWNER W/WIFE;KEEP ACCOUNTING RECORDS FOR THE COOKIE BAKING&RETAIL BUS&OCCASIONALLY WK IN THE SHOPPE DURING HOLIDAY TIMES. NAME:INS AGENCIES START:01/01/04 INV.RELATED:NO NATURE:INS POSITION:AGENT/BKR HRS:8 HRS DURING TRADING:4 2495NATOMAS PARK DR.#500
SACRAMENTO CA95833 2.M&M INV &CONSULTING INV REL 8012 SPARROW COVE DR SACRAMENTO CA NATURE:HOLD/MANAGE OUT OF STATE INV. PROPERTIES POSITION:JT OWNER OF TITLED PROP DUTIES:OVERSEE INV PROPERTY START:9/1/05 1HR/MO I CURRENTLY ONLY SERVICE EIA NAME: VELOCITY CAGE INC NOT INV REL NATURE: PROF TRAINING EQUIP START:1/1/07 SEE FILE @ B/D
Adapt 2, LLC.; investment-related; 8948 West 191st Street, Mounds, OK 74047; oil leases for oil production; Vice Chairman; 4/2/2018; a few hours per month; 0 during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Mark Steven Hansen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
September 25, 2013 - Present
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
Office #1: 2271 Lava Ridge Court Suite 195, Roseville, CA 94661RIA
CRD#: 168363
ROSEVILLE, CA
Past
October 17, 2011 - February 25, 2014
HANSEN & FRONTIERA FINANCIAL GROUP, INC
RIA
CRD#: 157927
ROSEVILLE, CA
Past
October 27, 2000 - April 27, 2010
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SACRAMENTO, CA
Past
October 30, 1991 - April 27, 2010
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SACRAMENTO, CA
Past
January 2, 1990 - November 1, 1991
MONARCH SECURITIES, INC.
BD
CRD#: 2809
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
DARLING FINANCIAL GROUP, LLC | WHITEROCK CAPITAL MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363 / SEC#: 801-122580
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)California
Registered Investment Advisory firm - (12/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/25/2013)
IAR
Texas(10/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
H&
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
DARLING FINANCIAL GROUP, LLC | WHITEROCK CAPITAL MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363 / SEC#: 801-122580
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)California
Registered Investment Advisory firm - (12/3/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2271 Lava Ridge Court Suite 195, Roseville, CA 94661
Mailing Address
Phone number
(916) 706-1234
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,165 |
| AUM (Assets Under Management) | $ 229,760,228 |
Red Flags
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Company Information
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363Roseville, CA 94661TRUST BUT VERIFY
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