Jeffrey T. Photiades
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thomas Photiades, ChFC®, CLU® was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1990. Jeffrey had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2007 - April 30, 2007
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
June 12, 2006 - January 4, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 30, 1990 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
May 30, 1990 - January 17, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 1, 1990 - April 26, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 1, 1990 - April 26, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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