Peter H. Comisar
Professional summary
Peter Harley Comisar is a registered financial professional currently at STORY3 ADVISORS LLC located in Pacific Palisades, California.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1990. Peter has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Harley Comisar's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2017 - Present
STORY3 ADVISORS LLC
November 2, 2017 - December 21, 2017
FINANCIAL TELESIS INC
September 16, 2009 - October 26, 2017
GUGGENHEIM SECURITIES, LLC
March 22, 1990 - September 23, 2009
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2017)
(8/2/2018)
(5/31/2019)
(6/4/2018)
(5/7/2018)
(5/4/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STORY3 ADVISORS LLC
CRD#: 289456 / SEC#: , 8-69997
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
