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EA

Edgar B. Alacan

Some features on this profile are disabled
CRD#: 2018041
EA

Professional summary

Edgar B Alacan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Edgar is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Edgar had worked at 9 firms, which includes SALOMON GREY FINANCIAL CORPORATION, J.W. BARCLAY & CO. INC., SHAMUS GROUP INC., BARINGTON CAPITAL GROUP L.P., REICH & CO. INC., LEHMAN BROTHERS INC., BLUESTONE CAPITAL CORP., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, GLOBAL AMERICA INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 26, 2000 - April 4, 2005

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

April 24, 1996 - October 2, 2000

J.W. BARCLAY & CO., INC.

BD
CRD#: 23350
WOODBRIDGE, NJ
Past

February 12, 1996 - April 16, 1996

SHAMUS GROUP, INC.

BD
CRD#: 5036
Past

May 3, 1994 - January 26, 1996

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

April 27, 1993 - April 20, 1994

REICH & CO., INC.

BD
CRD#: 19611
Past

September 17, 1992 - February 23, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 20, 1992 - September 29, 1992

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

December 3, 1990 - April 29, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

September 11, 1990 - November 29, 1990

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

September 6, 1990 - September 12, 1990

GLOBAL AMERICA INCORPORATED

BD
CRD#: 23000

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/13/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 4/4/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/4/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/16/1993
General Securities Principal Examination

Current Firm

SG
SALOMON GREY FINANCIAL CORPORATION
RRK SECURITIES | SALOMON GREY FINANCIAL CORPORATION | SALOMON GREY FINANCIAL | RRK SECURITIES, INC.

CRD#: 43413 / SEC#: , 8-50268

BD
Revoked by SEC on 06/01/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 09/22/1997
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SALOMON GREY FINANCIAL GROUP, INC.75.1% SHAREHOLDER
ROBAR LLC24.9% DIRECT OWNER
CAROTHERS, SCOTT WILLIAMFINANCIAL PRINCIPAL/FINOP
EDWARDS, GRANT ALANEXECUTIVE VICE PRESIDENT, DIRECTOR OF TRADING2745376
ROWE, KYLE BROWNINGCHAIRMAN AND VICE-PRESIDENT, OWNER2310978
SUTTON, KELLYSROP2033974

Disclosures

Regulatory Event5
Civil Event1
Arbitration5
Financial1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

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