PG
Peter D. Gottlieb
NORTH STAR INVESTMENT MANAGEMENT
Chicago, IL 60606-2902
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CRD#: 2017998
PG
Professional summary
Peter David Gottlieb, who also goes by Peter Gottlieb, is a registered financial advisor currently at NORTH STAR INVESTMENT MANAGEMENT CORPORATION located in Chicago, Illinois.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Peter has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Gottlieb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NORTH STAR FINANCIAL SERVICES~INVESTMENT RELATED~20 N. WACKER DRIVE, #1416, CHICAGO, IL 60606~HOLDING COMPANY FOR RIA~CEO~JULY 2003~20HRS PER MONTH~0HRS PER MONTH DURING MARKET~ADMINISTER HOLDING COMPANY - - - - - - - - - - - 2) KUBY GOTTLIEB INVESTMENTS; INVESTMENT RELATED; 20 N. WACKER DRIVE, #1416, CHICAGO, IL 60606; PARTNERSHIP; 50% OWNER; SEPTEMBER 1997; 2HRS PER MONTH; 2HRS PER MONTH DURING MARKET; ADMINISTRATIVE - - - - - - - - - - - 3)NORTH STAR BENEFITS LLC~NON INVESTMENT RELATED~3325 SKOKIE VALLEY RD, #221, HIGHLAND PARK, IL 60035~INSURANCE~DIRECTOR~NOVEMBER 2008~1HR PER MONTH~0HRS PER MONTH DURING MARKET~DIRECTOR OF COMPANY 4)NORTH STAR FAMILY OFFICE; INVESTMENT-RELATED; 20 N. WACKER DRIVE, CHICAGO, IL; MULTIFAMILY OFFICE; PRESIDENT; JULY 2024; 20 HOURS/MONTH; 20 HOURS/MONTH DURING TRADING HOURS; PROVIDE CUSTOMIZED FAMILY OFFICE SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Peter David Gottlieb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2003 - Present
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
Office #1: 20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902RIA
CRD#: 117681
Chicago, IL
Past
November 1, 2016 - November 21, 2018
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
CHICAGO, IL
Past
July 10, 2003 - July 16, 2003
NORTH STAR INVESTMENT SERVICES, INC.
RIA
CRD#: 7984
CHICAGO, IL
Past
July 10, 2003 - November 1, 2016
NORTH STAR INVESTMENT SERVICES, INC.
BD
CRD#: 7984
CHICAGO, IL
Past
October 19, 1998 - October 23, 2003
FA ASSET MANAGEMENT INC.
RIA
CRD#: 110965
CHICAGO, IL
Past
May 23, 1997 - July 7, 2003
GLEACHER & COMPANY SECURITIES, INC.
BD
CRD#: 298
NEW YORK, NY
Past
April 19, 1993 - May 30, 1997
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
January 19, 1990 - January 24, 1990
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
January 19, 1990 - May 5, 1993
RODMAN & RENSHAW INC.
BD
CRD#: 724
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.
CRD#: 117681 / SEC#: 801-62013
RIA
Registered Investment Advisory firm - (4/28/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(2/24/2015)
IAR
Illinois(5/12/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
NS
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.
CRD#: 117681 / SEC#: 801-62013
RIA
Registered Investment Advisory firm - (4/28/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902
Mailing Address
Phone number
(312) 580-0900
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (31 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,532 |
| AUM (Assets Under Management) | $ 2,280,660,353 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 | ||
| 08/28/2023 | ||
| 09/27/2022 |
Red Flags
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Company Information
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD#: 117681Chicago, IL 60606-2902TRUST BUT VERIFY
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Contact information
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