Robert D. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dela Burns, who also goes by Bob Burns, Robert De'la Burns III, Robert Dela Burns III, Robert Oelia Burns Iii, Robert Dela Byrns, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 18 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2024 - August 8, 2024
FORGE SECURITIES LLC
July 17, 2019 - November 3, 2020
CANTOR FITZGERALD & CO.
January 2, 2018 - January 24, 2019
ICE BONDS SECURITIES CORPORATION
October 13, 2015 - January 4, 2018
VIRTU AMERICAS LLC
January 17, 2012 - October 6, 2015
BONDS.COM LLC
April 28, 2010 - September 6, 2011
LITTLE RIVER CAPITAL, LLC
September 24, 2008 - September 30, 2009
G-2 TRADING,LLC
June 1, 2007 - September 15, 2008
HAPOALIM SECURITIES USA, INC.
October 25, 2004 - January 12, 2007
WG TRADING COMPANY LIMITED PARTNERSHIP
March 11, 2003 - March 16, 2004
SCHONFELD SECURITIES, LLC
September 4, 2002 - March 5, 2003
LADENBURG THALMANN & CO. INC.
January 23, 2002 - March 8, 2002
ELECTRONIC TRADING GROUP, LLC
December 7, 2001 - January 24, 2002
SCHONFELD SECURITIES, LLC
October 9, 2000 - August 10, 2001
SCHONFELD SECURITIES, LLC
November 6, 1998 - April 13, 2000
ON-SITE TRADING, INC.
March 11, 1998 - November 20, 1998
GRUNTAL & CO., L.L.C.
February 23, 1996 - March 15, 1998
HAMPSHIRE SECURITIES CORPORATION
January 25, 1994 - February 12, 1996
CITIGROUP GLOBAL MARKETS INC.
December 10, 1991 - February 10, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 20, 1991 - November 26, 1991
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/1/2022
General Securities Representative ExaminationSeries 52TO
Date: 12/1/2022
Municipal Securities Representative ExaminationSeries 57TO
Date: 12/1/2022
Securities Trader ExamSeries 55
Date: 9/28/1999
Limited Representative-Equity Trader ExamCurrent Firm
FORGE SECURITIES LLC
CRD#: 134596 / SEC#: , 8-66846
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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