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Raymon Salinas

CRD# 2017792·Registered 1994 - 2001
Barred: Raymon Salinas was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Raymon Salinas was a registered financial advisor. Raymon was a previously registered financial professional and started their career in finance 1994 - 2001. Raymon had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

GINSBERG & GARIPOLI SECURITIES CORP.·CRD# 18973
BD
Beverly Hills, CA
March 14, 2000 - July 2, 2001
NEXT ADVISORS SECURITIES·CRD# 39282
BD
San Jose, CA
August 18, 1998 - October 16, 1998
THE HERITAGE GROUP, INC.·CRD# 24906
BD
San Francisco, CA
March 9, 1998 - May 22, 1998
PCI*TRADE SECURITIES·CRD# 40650
BD
Milpitas, CA
October 24, 1997 - May 1, 1998
MORGAN STANLEY DEAN WITTER ONLINE INC.·CRD# 34925
BD
San Francisco, CA
May 24, 1996 - November 18, 1996
ACUMENT SECURITIES, INC.·CRD# 7661
BD
San Francisco, CA
July 18, 1995 - June 17, 1996
GLOBALINK SECURITIES, INC.·CRD# 29721
BD
Pasadena, CA
February 1, 1995 - March 9, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 27, 1994 - December 23, 1994
REYNOLDS KENDRICK STRATTON, INC.·CRD# 10414
BD
March 14, 1994 - June 24, 1994
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
February 3, 1994 - March 15, 1994

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Current Firm

G&
GINSBERG & GARIPOLI SECURITIES CORP.

CLEARY GULL REILAND & MCDEVITT INC. | GINSBERG & GARIPOLI SECURITIES CORP.

CRD#: 18973 / SEC#: 8-37088
BD
Cancelled by SEC on 11/01/2002

Contact Information

Established

New York since 11/17/1986

Firm Type

Corporation

Fiscal Year End

October

Documents

Direct owners and executive officers

NamePositionCRD#
INTERTRADE SECURITIES INC.100% SHAREHOLDER—
INTERTRADE SECURITIES, INC100% SHAREHOLDER—
GARIPOLI, JOSEPH RICHARDSEC'Y, TREAS, DIRECTOR730907
BOGGS, CATHERINE IRENEDIRECTOR—
BOGGS, CATHERINE IRENECEO/PRES, DIRECTOR—
GARIPOLI, JOSEPH RICHARDSEC'Y/TREAS730907

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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