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Raymon Salinas

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CRD#: 2017792
RS

Professional summary

Raymon Salinas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Raymon is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Raymon had worked at 10 firms, which includes GINSBERG & GARIPOLI SECURITIES CORP., NEXT ADVISORS SECURITIES, THE HERITAGE GROUP INC., PCI*TRADE SECURITIES, MORGAN STANLEY DEAN WITTER ONLINE INC., ACUMENT SECURITIES INC., GLOBALINK SECURITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, REYNOLDS KENDRICK STRATTON INC., H.J. MEYERS & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 14, 2000 - July 2, 2001

GINSBERG & GARIPOLI SECURITIES CORP.

BD
CRD#: 18973
BEVERLY HILLS, CA
Past

August 18, 1998 - October 16, 1998

NEXT ADVISORS SECURITIES

BD
CRD#: 39282
SAN JOSE, CA
Past

March 9, 1998 - May 22, 1998

THE HERITAGE GROUP, INC.

BD
CRD#: 24906
SAN FRANCISCO, CA
Past

October 24, 1997 - May 1, 1998

PCI*TRADE SECURITIES

BD
CRD#: 40650
MILPITAS, CA
Past

May 24, 1996 - November 18, 1996

MORGAN STANLEY DEAN WITTER ONLINE INC.

BD
CRD#: 34925
SAN FRANCISCO, CA
Past

July 18, 1995 - June 17, 1996

ACUMENT SECURITIES, INC.

BD
CRD#: 7661
SAN FRANCISCO, CA
Past

February 1, 1995 - March 9, 1995

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
PASADENA, CA
Past

July 27, 1994 - December 23, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 14, 1994 - June 24, 1994

REYNOLDS KENDRICK STRATTON, INC.

BD
CRD#: 10414
Past

February 3, 1994 - March 15, 1994

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/21/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/7/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/1994
General Securities Representative Examination

Current Firm

G&
GINSBERG & GARIPOLI SECURITIES CORP.
CLEARY GULL REILAND & MCDEVITT INC. | GINSBERG & GARIPOLI SECURITIES CORP.

CRD#: 18973 / SEC#: , 8-37088

BD
Cancelled by SEC on 11/01/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 11/17/1986
Firm type
Corporation
Fiscal year end
October
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
INTERTRADE SECURITIES INC.100% SHAREHOLDER
INTERTRADE SECURITIES, INC100% SHAREHOLDER
GARIPOLI, JOSEPH RICHARDSEC'Y, TREAS, DIRECTOR730907
BOGGS, CATHERINE IRENEDIRECTOR
BOGGS, CATHERINE IRENECEO/PRES, DIRECTOR
GARIPOLI, JOSEPH RICHARDSEC'Y/TREAS730907

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GINSBERG & GARIPOLI SECURITIES CORP.

CRD#: 18973

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