Rommel G. Cosio

HOWDEN TIGER CAPITAL MARKETS & ADVISORY

New York, NY 10019

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CRD#: 2017788

Professional summary

Rommel Gomez Cosio, who also goes by Mel Cosio, Rommel Gomez Cosio, Rommel Cosio, is a registered financial professional currently at HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC located in New York, New York and JAVELIN PRIVATE CAPITAL GROUP LLC located in New York, New York.

Rommel is registered as a RR (Registered Representative) and started their career in finance in 1990. Rommel has worked at 17 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mel Cosio | Rommel Gomez Cosio | Rommel Cosio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rommel Gomez Cosio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2021 - Present

HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC

Office #1: 1350 Avenue Of The Americas 33rd Floor, New York, NY 10019

CRD#: 172729

New York, NY

Current

November 18, 2021 - Present

JAVELIN PRIVATE CAPITAL GROUP LLC

Office #1: 800 3rd Ave Suite 3703, New York, NY 10022

CRD#: 310169

New York, NY

Current

February 7, 2022 - Present

VESTED SECURITIES

CRD#: 311789

Fort Worth, TX

Current

March 1, 2023 - Present

CAPITALA SECURITIES, LLC

Office #1: 4201 Congress Street Suite 360c, Charlotte, NC 28209-4636

CRD#: 304095

Charlotte, NC

Current

April 1, 2024 - Present

TRIUMPH CAPITAL MARKETS, LLC

Office #1: 150 North Riverside Plaza, Suite 5200, Chicago, IL 60606

CRD#: 327963

Chicago, IL

Past

February 1, 2023 - March 20, 2023

LEX

CRD#: 304601

NEW YORK, NY

Past

May 16, 2022 - July 8, 2024

INDEPENDENCE POINT SECURITIES LLC

CRD#: 318171

New York, NY

Past

August 4, 2021 - April 21, 2023

PCS SECURITIES, INC.

CRD#: 47588

NEW YORK, NY

Past

June 3, 2021 - February 14, 2025

ROYAL TREASURE SECURITIES LLC

CRD#: 292325

NEW YORK, NY

Past

March 8, 2021 - January 20, 2022

EQUITYBEE SECURITIES, LLC

CRD#: 41896

PALO ALTO, CA

Past

March 30, 2020 - December 9, 2020

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

Past

November 23, 2010 - April 30, 2018

BURKE & QUICK PARTNERS LLC

CRD#: 153521

UNIONDALE, NY

Past

April 30, 2007 - January 10, 2011

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

UNIONDALE, NY

Past

April 23, 2004 - May 17, 2007

CHAPDELAINE CORPORATE SECURITIES & CO

CRD#: 23741

UNIONDALE, NY

Past

February 20, 2001 - April 19, 2004

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

May 22, 2000 - February 6, 2001

BT BROKERAGE CORPORATION

CRD#: 16570

NEW YORK, NY

Past

April 24, 1990 - May 26, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(5/8/2024)

New York
(1/4/2021)

South Dakota
(4/26/2024)

Exams

State Security Law Exam

Series 63

Date: 10/3/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 4/17/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 4/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 2/4/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRIUMPH CAPITAL MARKETS, LLC

TRIUMPH CAPITAL MARKETS | TRIUMPH CAPITAL MARKETS, LLC

CRD#: 327963 / SEC#: , 8-71147

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

150 North Riverside Plaza Suite 5200, Chicago, IL 60606

Mailing Address

150 North Riverside Plaza Suite 5200, Chicago, IL 60606

Phone number

(312) 705-2788

Established

Delaware since 05/08/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TRIUMPH CAPITAL MARKETS HOLDCO, LP	SOLE MEMBER
COSIO, ROMMEL GOMEZ	CHIEF COMPLIANCE OFFICER	2017788
GIBBONS, KEVIN PATRICK	CHIEF EXECUTIVE OFFICER	2382418
PORTNOFF, DAVID ROSS	FINOP, PFO, POO	2977967

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rommel G. Cosio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rommel Gomez Cosio's CRS (Customer Relationship Summary).

Certified licenses

Experience

JAVELIN PRIVATE CAPITAL GROUP LLC

VESTED SECURITIES

CAPITALA SECURITIES, LLC

TRIUMPH CAPITAL MARKETS, LLC

LEX

INDEPENDENCE POINT SECURITIES LLC

PCS SECURITIES, INC.

ROYAL TREASURE SECURITIES LLC

EQUITYBEE SECURITIES, LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

BURKE & QUICK PARTNERS LLC

TULLETT PREBON FINANCIAL SERVICES LLC

CHAPDELAINE CORPORATE SECURITIES & CO

APEX CLEARING CORPORATION

BT BROKERAGE CORPORATION

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/3/1990

Series 52TO

Date: 4/17/2025

Series 99TO

Date: 1/2/2023

SIE

Date: 4/30/2018

Series 7

Date: 4/21/1990

Series 14

Date: 1/2/2023

Series 24

Date: 2/4/2005

FINRA

Current Firm

TRIUMPH CAPITAL MARKETS, LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TRIUMPH CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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