George Sadov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Sadov, who also goes by George Sadou, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2001. George had worked at 8 firms and has passed the Series 63, SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - January 30, 2017
T3 TRADING GROUP, LLC
May 29, 2014 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
May 10, 2006 - July 31, 2008
DIMENSION BROKERAGE, LLC
September 17, 2004 - January 3, 2005
GENESIS SECURITIES, LLC
March 3, 2003 - September 8, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
October 16, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
February 11, 2002 - October 4, 2002
ICAP/INVESTMENT SERVICES AND TRADING, LLC
June 14, 2001 - February 7, 2002
RUMSON CAPITAL, LLC
April 30, 2001 - July 18, 2001
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 5/28/2014
Proprietary Trader Qualification ExaminationSeries 55
Date: 5/7/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
