Matthew O. Fitzmaurice
Professional summary
Matthew Oconnell Fitzmaurice, who also goes by Matt Fitzmaurice, is a registered financial professional currently at HENNEPIN PARTNERS LLC located in Minneapolis, Minnesota.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1990. Matthew has worked at 4 firms and has passed the Series 63, SIE, Series 62, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Oconnell Fitzmaurice's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2018 - Present
HENNEPIN PARTNERS LLC
Office #1: 650 3rd Ave S. Suite 1500, Minneapolis, MN 55402June 17, 2015 - April 12, 2018
CRAIG-HALLUM CAPITAL GROUP LLC
April 6, 1998 - September 18, 1998
RBC CAPITAL MARKETS, LLC
January 23, 1990 - April 6, 1998
WESSELS, ARNOLD & HENDERSON, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2018)
Exams
Series 62
Date: 8/7/2015
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
HENNEPIN PARTNERS LLC
CRD#: 153034 / SEC#: , 8-68498
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
