Todd W. Butterfield

BLACKBAY CAPITAL ADVISORS LLC

Payson, IL

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CRD#: 2017675

Professional summary

Todd Wendell Butterfield is a registered financial advisor currently at BLACKBAY CAPITAL ADVISORS LLC located in Payson, Illinois.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Todd has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Wyckoff SMI - Provide Educational Information Owner of Learncrypto.io - Provide Educational Information

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Wendell Butterfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 1998 - Present

BLACKBAY CAPITAL ADVISORS LLC

RIA

CRD#: 116888

Payson, IL

Past

September 25, 1997 - April 24, 1998

R. D. KUSHNIR & CO.

CRD#: 24013

NORTHBROOK, IL

Past

January 24, 1997 - December 31, 2014

BLACKBAY CAPITAL ADVISORS LLC

RIA

CRD#: 116888

PAYSON, IL

Past

July 31, 1993 - January 4, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 10, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 20, 1990 - October 16, 1990

KESSLER ASHER CLEARING L.P.

CRD#: 19493

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/23/1998)

IAR

Missouri
(2/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/28/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Current Firm

BLACKBAY CAPITAL ADVISORS LLC

BLACKBAY CAPITAL ADVISORS | TODD WENDELL BUTTERFIELD | BUTTERFIELD CAPITAL ADVISORS | BLACKBAY FUND MANAGEMENT LLC | BLACKBAY CAPITAL ADVISORS LLC

CRD#: 116888 / SEC#: 801-60877

RIA

Registered Investment Advisory firm - (8/10/2010 Terminated)

California

Registered Investment Advisory firm - (2/6/2015 Revoked)

Florida

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

Illinois

Registered Investment Advisory firm - (3/28/2008 Approved)

Iowa

Registered Investment Advisory firm - (1/24/2002 Terminated)

Missouri

Registered Investment Advisory firm - (2/18/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Payson, IL

Mailing Address

Phone number

(217) 656-4630

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 950,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd W. Butterfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Wendell Butterfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKBAY CAPITAL ADVISORS LLC

R. D. KUSHNIR & CO.

BLACKBAY CAPITAL ADVISORS LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

KESSLER ASHER CLEARING L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/1998

Series 63

Date: 1/15/1991

Series 3

Date: 7/28/2011

Series 7

Date: 3/17/1990

Current Firm

BLACKBAY CAPITAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACKBAY CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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