George M. Smith

SMITH BRUER

Tallahassee, FL 32317

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CRD#: 2016997

Professional summary

George Marshall Smith, CIMA® is a registered financial advisor currently at SMITH BRUER located in Tallahassee, Florida.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. George has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YOUNGLIFE, NOT INVESTMENT RELATED, 820 E. PARK AVE UNIT B, TALLAHASSEE, FL 32301, CHRISTIAN MINISTRY TO HIGH SCHOOLERS, BOARD MEMBER, START DATE 05/20/2014, GENERAL COMMITTEE MEMBERSHIP ONLY, SIX HPM, TWO HRS TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Marshall Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 12, 2016 - Present

SMITH BRUER

Office #1: 1700 Summit Lake Drive Suite 102, Tallahassee, FL 32317

RIA

CRD#: 284508

Tallahassee, FL

Past

March 4, 2015 - September 30, 2016

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

TALLAHASSEE, FL

Past

January 3, 2005 - February 18, 2015

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

TALLAHASSEE, FL

Past

September 17, 2004 - February 18, 2015

INVEST FINANCIAL CORPORATION

CRD#: 12984

TALLAHASSEE, FL

Past

March 5, 2004 - September 29, 2004

VESTPOINT SECURITIES, INC.

CRD#: 27260

TAMPA, FL

Past

November 14, 2002 - March 22, 2004

NOWTRADE, CORP.

CRD#: 47596

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMITH BRUER

SMITH BRUER | SMITH BRUER PROFESSIONAL GUIDED ADVICE | SMITH BRUER ADVISORS, LLC | SMITH BRUER ADVISORS

CRD#: 284508 / SEC#: 801-116727

RIA

Registered Investment Advisory firm - (6/6/2019 Approved)

Florida

Registered Investment Advisory firm - (8/5/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/19/2016)

IAR

Texas
(7/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/18/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/4/2003

General Securities Principal Examination

Current Firm

SMITH BRUER

SMITH BRUER | SMITH BRUER PROFESSIONAL GUIDED ADVICE | SMITH BRUER ADVISORS, LLC | SMITH BRUER ADVISORS

CRD#: 284508 / SEC#: 801-116727

RIA

Registered Investment Advisory firm - (6/6/2019 Approved)

Florida

Registered Investment Advisory firm - (8/5/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2019 Terminated)

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Contact information

Main Address

1700 Summit Lake Drive Suite 102, Tallahassee, FL 32317

Mailing Address

Phone number

(850) 877-0803

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SMITH BRUER ADVISORS ADV BROCHURE (8/20/2025)

Regulatory assets under management

Total Number of Accounts	419
AUM (Assets Under Management)	$ 198,230,406

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George M. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Marshall Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARTNERVEST ADVISORY SERVICES LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

VESTPOINT SECURITIES, INC.

NOWTRADE, CORP.

Primary Firm SEC Registration

SMITH BRUER

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2004

SIE

Date: 2/18/2015

Series 7

Date: 11/13/2002

Series 24

Date: 9/4/2003

Current Firm

SMITH BRUER

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMITH BRUER

TRUST BUT VERIFY

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