Sandra N. Mcclure
Professional summary
Sandra Neil Mcclure was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sandra is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Sandra had worked at 6 firms, which includes BB&T SECURITIES LLC, SCOTT & STRINGFELLOW LLC, LEGG MASON WOOD WALKER INCORPORATED, CREDIT SUISSE SECURITIES (USA) LLC, PERSHING LLC, PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - November 5, 2013
BB&T SECURITIES, LLC
January 17, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
August 25, 2003 - January 30, 2006
LEGG MASON WOOD WALKER, INCORPORATED
January 17, 2003 - September 12, 2003
CREDIT SUISSE SECURITIES (USA) LLC
March 15, 1995 - January 17, 2003
PERSHING LLC
December 10, 1990 - December 3, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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