Kevin G. Hilsmier

SMARTLEAF ASSET MANAGEMENT LLC

Boston, MA 02114

Some features on this profile are disabled

CRD#: 2016854

Professional summary

Kevin Gerald Hilsmier is a registered financial advisor currently at SMARTLEAF ASSET MANAGEMENT LLC located in Boston, Massachusetts.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kevin has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Franchisee of school spirit vending, non-investment related, located in Limerick, Pennsylvania, Nature of the business-sales and service of vending machines, Activity start date-2/20/2017, Time devoted to business-5-10 hours per month not during securities market hours, Compensation-dependent on sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Gerald Hilsmier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2024 - Present

SMARTLEAF ASSET MANAGEMENT LLC

Office #1: One Bowdoin Square Suite 1000 10th Floor, Boston, MA, 02114

RIA

CRD#: 172273

Boston, MA

Past

February 2, 2007 - April 5, 2023

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

May 28, 1999 - October 31, 2005

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

March 5, 1993 - June 9, 1999

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 1, 1990 - April 13, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

January 1, 1990 - April 13, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMARTLEAF ASSET MANAGEMENT LLC

CRD#: 172273 / SEC#: 801-80910

RIA

Registered Investment Advisory firm - (2/17/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/10/2024)

IAR

Pennsylvania
(12/5/2024)

IAR

Texas
(5/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/2/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/22/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SMARTLEAF ASSET MANAGEMENT LLC

CRD#: 172273 / SEC#: 801-80910

RIA

Registered Investment Advisory firm - (2/17/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Bowdoin Square Suite 1000 10th Floor, Boston, MA, 02114

Mailing Address

Phone number

(857) 366-9340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12,408
AUM (Assets Under Management)	$ 3,675,213,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin G. Hilsmier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Gerald Hilsmier's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEI INVESTMENTS DISTRIBUTION CO.

SEI INVESTMENTS DISTRIBUTION CO.

HORNOR, TOWNSEND & KENT, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

SMARTLEAF ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2024

Series 66

Date: 12/2/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/11/1995

Series 6

Date: 12/22/1989

Current Firm

SMARTLEAF ASSET MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

SMARTLEAF ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors