Ronald K. Stack

COBBLESTONE ASSET MANAGEMENT

Richmond, VA 23236

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CRD#: 2016842

Professional summary

Ronald Kenneth Stack, who also goes by Ronald Kenneth Day, Ronald K Stack, is a registered financial advisor currently at COBBLESTONE ASSET MANAGEMENT located in Richmond, Virginia and INDEPENDENT FINANCIAL GROUP, LLC located in Richmond, Virginia.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Ronald has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald Kenneth Day | Ronald K Stack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) COBBLESTONE ASSET MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2019 ADDRESS: 9011 Arboretum Parkway, Suite 180, Richmond VA 23236, United States DESCRIPTION: DBA for Investment and Retirement Planning (2) STACK FINANCIAL GROUP POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1991 ADDRESS: 9011 Arboretum Parkway, Suite 180, Richmond VA 23236, United States DESCRIPTION: For tax purposes only

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Kenneth Stack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2023 - Present

COBBLESTONE ASSET MANAGEMENT

Office #1: 9011 Arboretum Parkway Suite 180, Richmond, VA 23236

RIA

CRD#: 326545

Richmond, VA

Current

November 2, 2017 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 9011 Arboretum Parkway Suite 180, Richmond, VA 23236

RIA

CRD#: 7717

Richmond, VA

Past

November 2, 2017 - July 14, 2023

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Richmond, VA

Past

September 9, 2011 - November 7, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

RICHMOND, VA

Past

September 9, 2011 - November 7, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

RICHMOND, VA

Past

October 28, 1997 - September 14, 2011

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

RICHMOND, VA

Past

July 9, 1997 - September 14, 2011

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

RICHMOND, VA

Past

November 29, 1996 - September 30, 1999

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

November 9, 1994 - June 27, 1997

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

August 4, 1994 - November 29, 1996

THE GREAT-WEST LIFE ASSURANCE COMPANY

CRD#: 5927

ENGLEWOOD, CO

Past

December 16, 1992 - November 10, 1994

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

May 1, 1992 - November 24, 1992

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

SUFFOLK, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COBBLESTONE ASSET MANAGEMENT

COBBLESTONE ASSET MANAGEMENT | COBBLESTONE ASSET MANAGEMENT LLC

CRD#: 326545 / SEC#: 801-128273

RIA

Registered Investment Advisory firm - (7/3/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/2/2017)

California
(11/2/2017)

Florida
(11/2/2017)

Georgia
(11/2/2017)

Massachusetts
(3/8/2022)

Mississippi
(11/2/2017)

Nevada
(11/2/2017)

New Jersey
(11/2/2017)

North Carolina
(11/2/2017)

South Carolina
(11/2/2017)

South Dakota
(11/2/2017)

IAR

Texas
(12/3/2023)

Utah
(2/15/2023)

Virginia
(11/2/2017)

IAR

Virginia
(7/17/2023)

West Virginia
(11/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/28/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/3/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COBBLESTONE ASSET MANAGEMENT

COBBLESTONE ASSET MANAGEMENT | COBBLESTONE ASSET MANAGEMENT LLC

CRD#: 326545 / SEC#: 801-128273

RIA

Registered Investment Advisory firm - (7/3/2023 Approved)

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Contact information

Main Address

9011 Arboretum Parkway Suite 180, Richmond, VA 23236

Mailing Address

Phone number

(804) 272-8272

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE- COBBLESTONE ASSET MANAGEMENT (2/5/2025)

FORM ADV PART 2A - COBBLESTONE ASSET MANAGEMENT LLC (2/5/2025)

Regulatory assets under management

Total Number of Accounts	767
AUM (Assets Under Management)	$ 180,834,039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald K. Stack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Kenneth Stack's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

EMPOWER FINANCIAL SERVICES, INC.

SECURITIES SERVICE NETWORK, LLC

THE GREAT-WEST LIFE ASSURANCE COMPANY

VOYA FINANCIAL ADVISORS, INC.

INVESTORS SECURITY COMPANY, INC.

Primary Firm SEC Registration

COBBLESTONE ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/1997

Series 63

Date: 2/28/1990

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1998

Series 6

Date: 4/28/1992

Series 24

Date: 9/3/2013

FINRA

Current Firm

COBBLESTONE ASSET MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COBBLESTONE ASSET MANAGEMENT

TRUST BUT VERIFY

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