Bernard Tamberella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Tamberella JR. was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 2002. Bernard had worked at 4 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2004 - August 10, 2004
MARQUIS HOLDINGS, INC.
March 16, 2004 - April 30, 2004
STEPHEN G. BINGHAM, SOLE PROPRIETOR
June 26, 2002 - March 7, 2003
TAMBERELLA, JR., BERNARD
June 26, 2002 - March 15, 2004
BISHOP, ROSEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARQUIS HOLDINGS, INC.
CRD#: 123621 / SEC#: , 8-65598
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDEN, STEPHEN DELLOLIO | CEO/PRES/DIR/COO/CCO | 1177591 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
