Robert T. Hsu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Tashen Hsu, who also goes by Robert Hsu, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2005. Robert had worked at 2 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2008 - November 17, 2009
PEARL RIVER CAPITAL MANAGEMENT, LLC
January 20, 2006 - June 26, 2014
ABSOLUTE RETURN CAPITAL ADVISORS, LLC.
March 10, 2005 - December 31, 2005
ABSOLUTE RETURN CAPITAL ADVISORS, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
