Jonathan A. Mende
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Aurielio Mende, who also goes by Jon Mende, Jonathan Aurield Mende, Jonathan Purielio Mende, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1989. Jonathan had worked at 13 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 1995 - January 23, 1996
BEACON SECURITIES, INC.
March 1, 1995 - March 20, 1995
EURO-ATLANTIC SECURITIES INC.
November 22, 1994 - March 10, 1995
LCP CAPITAL CORP.
March 18, 1994 - April 18, 1994
A. T. BROD & CO. INC.
June 15, 1993 - December 14, 1993
M. RIMSON & CO., INC.
December 15, 1992 - March 18, 1993
SUPPES SECURITIES, INC.
June 11, 1992 - December 24, 1992
BEACON SECURITIES, INC.
January 23, 1992 - June 9, 1992
GKN SECURITIES CORP.
January 1, 1992 - January 13, 1992
J.W. BARCLAY & CO., INC.
July 8, 1991 - December 11, 1991
GKN SECURITIES CORP.
April 22, 1991 - July 23, 1991
COMMONWEALTH ASSOCIATES
April 4, 1991 - April 11, 1991
LEHMAN BROTHERS INC.
April 4, 1991 - April 26, 1991
D. H. BLAIR & CO., INC.
December 21, 1989 - February 12, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 21, 1989 - February 12, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON SECURITIES, INC.
CRD#: 15300 / SEC#: , 8-32394
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
