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JM

Jonathan Aurielio Mende

CRD# 2016212·Registered 1989 - 1996
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Aurielio Mende, who also goes by Jon Mende, Jonathan Aurield Mende, Jonathan Purielio Mende, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 1989 - 1996. Jonathan had worked at 13 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon Mende, Jonathan Aurield Mende, Jonathan Purielio Mende

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

BEACON SECURITIES, INC.·CRD# 15300
BD
New York, NY
April 11, 1995 - January 23, 1996
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
March 1, 1995 - March 20, 1995
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
November 22, 1994 - March 10, 1995
A. T. BROD & CO. INC.·CRD# 1319
BD
Cleveland, OH
March 18, 1994 - April 18, 1994
M. RIMSON & CO., INC.·CRD# 5250
BD
New York, NY
June 15, 1993 - December 14, 1993
SUPPES SECURITIES, INC.·CRD# 13722
BD
Nyc, NY
December 15, 1992 - March 18, 1993
BEACON SECURITIES, INC.·CRD# 15300
BD
New York, NY
June 11, 1992 - December 24, 1992
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
January 23, 1992 - June 9, 1992
J.W. BARCLAY & CO., INC.·CRD# 23350
BD
Woodbridge, NJ
January 1, 1992 - January 13, 1992
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
July 8, 1991 - December 11, 1991
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
April 22, 1991 - July 23, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 4, 1991 - April 11, 1991
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
April 4, 1991 - April 26, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
December 21, 1989 - February 12, 1990
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
December 21, 1989 - February 12, 1990

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Current Firm

BS
BEACON SECURITIES, INC.

BEACON SECURITIES, INC. | REGIONAL INVESTMENT FINANCIAL CORPORATION | LINK 900 PARTNERS

CRD#: 15300 / SEC#: 8-32394
BD
Cancelled by SEC on 06/19/1996

Contact Information

Established

Florida since 05/02/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1991About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1989About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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