David Alan Theis
CFP®Professional Summary
David Alan Theis, CFP®, who also goes by David A Theis, is a registered financial advisor currently at FEE-ONLY FINANCIAL ADVISORS,LTD. located in Palatine, Illinois. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. David has worked at 3 firms and has passed the Series 65, Series 63, Series 2 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- "I develop a personal relationship with my Retiree Clients
- working hard to understand their goals and concerns."
- Together
- we will review your investments
- looking at diversification
- asset allocation
- quality
- and risk level.
- I will examine your current income and expenses and then create multiple retirement scenarios so that we can make strategic decisions for your future.
- I will collaborate with your tax accountant to identify opportunities to reduce your income taxes.
- I will collaborate with your estate attorney to develop appropriate and up-to-date estate documents
- including Healthcare Powers of Attorney
- Property Powers of Attorney
- Wills
- and Trusts.
Biography
David A. Theis has over 25 Years of Financial Experience. David A. Theis, CFP® is the President and Registered Investment Advisor of Fee-Only Financial Advisors, Ltd. Mr. Theis graduated from the University of Illinois in Urbana, Illinois with a degree in Finance from the School of Commerce in 1986. He has subsequently spent his entire career in the financial services industry and has been engaged in the business of financial planning and investment management since...
Other Aliases
David A Theis
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
37 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FEE-ONLY FINANCIAL ADVISORS,LTD.
Contact Information
Main Address
Palatine, ILPhone Number
(847) 359-3300# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/31/1998)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed May 1995Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Alan Theis's CRS (Customer Relationship Summary).
Services Offered by David
- "I develop a personal relationship with my Retiree Clients
- working hard to understand their goals and concerns."
- Together
- we will review your investments
- looking at diversification
- asset allocation
- quality
- and risk level.
- I will examine your current income and expenses and then create multiple retirement scenarios so that we can make strategic decisions for your future.
- I will collaborate with your tax accountant to identify opportunities to reduce your income taxes.
- I will collaborate with your estate attorney to develop appropriate and up-to-date estate documents
- including Healthcare Powers of Attorney
- Property Powers of Attorney
- Wills
- and Trusts.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC