Frank R. Gittens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Ramon Gittens was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1990. Frank had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 1996 - August 20, 1996
FIRST CAMBRIDGE SECURITIES CORPORATION
October 26, 1995 - January 11, 1996
WESTAMERICA INVESTMENT GROUP
January 3, 1995 - August 18, 1995
A.S. GOLDMEN & CO., INC.
June 17, 1994 - December 21, 1994
COMMONWEALTH ASSOCIATES
October 25, 1993 - June 24, 1994
HANOVER, STERLING & COMPANY LTD.
February 13, 1990 - August 5, 1993
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST CAMBRIDGE SECURITIES CORPORATION
CRD#: 21846 / SEC#: , 8-39108
Contact information
Documents
Red Flags
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