Benjamin G. Baldwin
Professional summary
Benjamin George Baldwin III, CFP®, who also goes by Benjamin George Baldwin III, Benjamin George Baldwin, III Iii, Benjamin George Baldwin Iii, is a registered financial advisor currently at RESPONSIVE FINANCIAL GROUP, INC. located in Iverness, Illinois.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Benjamin has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin George Baldwin III's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1992
Experience
May 1, 2003 - Present
RESPONSIVE FINANCIAL GROUP, INC.
July 2, 1999 - March 1, 2007
WATERSTONE FINANCIAL GROUP, INC.
May 20, 1999 - November 21, 2003
THE FINANCIAL CONCEPTS COMPANY
August 5, 1997 - June 30, 1999
MUTUAL SERVICE CORPORATION
January 30, 1990 - August 28, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 30, 1990 - August 28, 1997
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/1/2003)
(4/19/2022)
Exams
Current Firm
RESPONSIVE FINANCIAL GROUP, INC.
CRD#: 126718 / SEC#: 801-62027
Contact information
Regulatory assets under management
| Total Number of Accounts | 184 |
| AUM (Assets Under Management) | $ 56,822,449 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
