Susan M. Cullen
Professional summary
Susan Marie Cullen, who also goes by Sue Cullen, Susan M Cullen, Susan Marie Scott, Susan Scott, is a registered financial professional currently at ARLINGTON SECURITIES, INC. located in St. Louis, Missouri.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1994. Susan has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Marie Cullen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2002 - Present
ARLINGTON SECURITIES, INC.
September 29, 2001 - November 23, 2001
LASALLE ST SECURITIES, L.L.C.
November 19, 1997 - October 1, 2001
EISNER SECURITIES, INC.
February 15, 1994 - February 4, 1998
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2025)
(3/2/2007)
(3/29/2007)
(1/10/2007)
(1/18/2002)
(3/23/2022)
(3/6/2007)
(5/16/2024)
(1/23/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ARLINGTON SECURITIES, INC.
CRD#: 19596 / SEC#: 801-66316, 8-38098
Contact information
FINRA licenses (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 77,254,990 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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