Jeffry D. Cook
Professional summary
Jeffry Donald Cook is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Palatine, Illinois and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Jeffry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jeffry has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffry Donald Cook's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2007 - Present
MISSIONSQUARE RETIREMENT
October 22, 2007 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240June 19, 2006 - October 19, 2007
FIFTH THIRD SECURITIES, INC.
June 13, 2006 - October 19, 2007
FIFTH THIRD SECURITIES, INC.
December 14, 2005 - June 6, 2006
BMO HARRIS FINANCIAL ADVISORS, INC.
December 14, 2005 - June 6, 2006
BMO HARRIS FINANCIAL ADVISORS, INC.
December 8, 2004 - December 31, 2005
HARRISDIRECT LLC
December 3, 2003 - December 31, 2005
HARRISDIRECT LLC
April 14, 2003 - November 21, 2003
CITICORP INVESTMENT SERVICES
February 4, 2002 - February 27, 2003
CUNA BROKERAGE SERVICES, INC.
January 24, 2001 - October 31, 2001
STERLING CAPITAL DISTRIBUTORS, LLC
January 19, 1999 - June 15, 2000
INVESTORS BROKERAGE SERVICES, INC.
February 1, 1995 - December 31, 1998
DWS DISTRIBUTORS, INC.
September 21, 1990 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2007)
(10/22/2007)
(12/2/2024)
(12/2/2024)
(10/22/2007)
(7/7/2016)
Exams
FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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