Richard E. Enroth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Edward Allan Enroth SR, who also goes by Richard Ea Enroth, Richard Edward Enroth, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1969. Richard had worked at 11 firms and has passed the Series 63, SIE, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2012 - August 28, 2015
MORRIS FINANCIAL, INC.
September 22, 2009 - August 16, 2010
CYGNI SECURITIES, LLC
May 24, 2007 - December 31, 2009
NEWPORT COAST SECURITIES, INC.
July 23, 2004 - December 31, 2009
NEWPORT COAST SECURITIES, INC.
January 6, 2003 - July 13, 2004
HARRISON DOUGLAS, INC.
February 11, 2002 - October 28, 2002
WESTERN GROWERS FINANCIAL SERVICES, INC.
December 16, 1997 - December 31, 2002
SENTRA SECURITIES CORPORATION
May 9, 1988 - October 14, 1988
ALPINE BROKER SERVICES CORP.
February 10, 1988 - December 31, 2002
SENTRA SECURITIES CORPORATION
October 8, 1979 - February 26, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
May 19, 1978 - December 2, 1979
KIDDER, PEABODY & CO. INCORPORATED
November 28, 1972 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
August 18, 1969 - February 10, 1972
M. H. DECKARD & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 000
Date: 12/4/1972
General Securities Principal ExaminationSeries 1
Date: 8/14/1969
Registered Representative ExaminationCurrent Firm
MORRIS FINANCIAL, INC.
CRD#: 18561 / SEC#: , 8-36866
Contact information
Documents
Red Flags
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