Charles L. Olson

CONNECTICUT WEALTH MANAGEMENT

Farmington, CT 06032-1911

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CRD#: 2015356

Professional summary

Charles Lyon Olson, CFP® is a registered financial advisor currently at CONNECTICUT WEALTH MANAGEMENT, LLC located in Farmington, Connecticut.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Charles has worked at 8 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Charles serves on the United Way of the Capital Area Investment Committee, but it's a volunteer position.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Lyon Olson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

May 4, 2023 - Present

CONNECTICUT WEALTH MANAGEMENT, LLC

Office #1: 281 Farmington Avenue, Farmington, CT 06032-1911

RIA

CRD#: 154310

Farmington, CT

Past

April 5, 2018 - December 31, 2022

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

Hartford, CT

Past

December 7, 2015 - March 31, 2020

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

HARTFORD, CT

Past

May 9, 2008 - October 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

HARTFORD, CT

Past

May 9, 2008 - October 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

HARTFORD, CT

Past

June 5, 2007 - December 11, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

HARTFORD, CT

Past

June 5, 2007 - December 11, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

HARTFORD, CT

Past

February 13, 2007 - June 6, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

HARTFORD, CT

Past

February 13, 2007 - June 6, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

HARTFORD, CT

Past

August 4, 2004 - February 13, 2007

WEBSTER INVESTMENT SERVICES, INC.

RIA

CRD#: 46588

HARTFORD, CT

Past

August 4, 2004 - February 13, 2007

WEBSTER INVESTMENT SERVICES, INC.

CRD#: 46588

HARTFORD, CT

Past

October 11, 1990 - April 2, 2004

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

January 25, 1990 - August 22, 1990

CIGNA CAPITAL BROKERAGE, INC.

CRD#: 21387

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONNECTICUT WEALTH MANAGEMENT, LLC

CRD#: 154310 / SEC#: 801-73061

RIA

Registered Investment Advisory firm - (2/3/2012 Approved)

Connecticut

Registered Investment Advisory firm - (2/16/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/4/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/20/1990

General Securities Representative Examination

Current Firm

CONNECTICUT WEALTH MANAGEMENT, LLC

CRD#: 154310 / SEC#: 801-73061

RIA

Registered Investment Advisory firm - (2/3/2012 Approved)

Connecticut

Registered Investment Advisory firm - (2/16/2012 Terminated)

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Contact information

Main Address

281 Farmington Avenue, Farmington, CT 06032-1911

Mailing Address

Phone number

(860) 470-0290

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CTWM FORM ADV PART 2A - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,737
AUM (Assets Under Management)	$ 3,708,773,192

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
10/02/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles L. Olson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Lyon Olson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

WEBSTER INVESTMENT SERVICES, INC.

WEBSTER INVESTMENT SERVICES, INC.

VP DISTRIBUTORS LLC

CIGNA CAPITAL BROKERAGE, INC.

Primary Firm SEC Registration

CONNECTICUT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2015

Series 66

Date: 3/4/2004

Series 7

Date: 1/20/1990

Current Firm

CONNECTICUT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CONNECTICUT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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