William A. Gruntler

ASSET PROTECTION GROUP

SUNRISE, FL 33325

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CRD#: 2015134

Professional summary

William Alan Gruntler is a registered financial advisor currently at ASSET PROTECTION GROUP located in Sunrise, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. William has worked at 11 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASSET PROTECTION GROUP, 8551 W SUNRISE BLVD #106, PLANTATION FL 33322. PRESIDENT, 30 HOURS A WEEK TIME DEVOTED, START DATE 1989, LIFE, HEALTH, FIXED & INDEXED ANNUITIES, LTC, LTD & STD. APPT. WITH VARIOUS COMPANIES, INVESTMENT RELATED. ROYALTY ONE HOLDINGS, INC.; NON-INVESTMENT RELATED; PLANTATION, FL; HOLDING COMPANY FOR OFFICE; STARTED 12/2006; 0 HOURS PER MONTH; PAYMENT OF MORTGAGE AND ASSOCIATION FEES. National Gold Consultants, Inc.; Investment related; Monticello, MN; Precious Metal Sales; Precious Metals Salesperson; started 09/2020; 12 hours per month; 5 hours during trading hours; sale of precious metals

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alan Gruntler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2012 - Present

ASSET PROTECTION GROUP

Office #1: 440 Sawgrass Corporate Pkwy Suite 204, Sunrise, FL 33325

RIA

CRD#: 164544

SUNRISE, FL

Past

June 3, 2010 - April 11, 2011

QUESTAR CAPITAL CORPORATION

CRD#: 43100

PLANTATION, FL

Past

August 4, 2008 - December 31, 2009

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

DAVIE, FL

Past

April 3, 2006 - January 3, 2007

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

PLANTATION, FL

Past

June 23, 2004 - September 21, 2004

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

October 1, 1997 - August 27, 1999

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

February 15, 1996 - October 1, 1997

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

FORT WAYNE, IN

Past

August 13, 1994 - January 30, 1996

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

December 2, 1993 - June 10, 1994

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

May 2, 1990 - April 29, 1992

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 2, 1990 - April 29, 1992

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/24/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 6/22/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASSET PROTECTION GROUP

ASSET PROTECTION GROUP | CAPITAL CORPORATION, LLC | CAPITAL APPRECIATION, LLC | CAPITAL APPRECIATION, INC.

CRD#: 164544 / SEC#:

Florida

Registered Investment Advisory firm - (7/24/2012 Approved)

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Contact information

Main Address

440 Sawgrass Corporate Pkwy Suite 204, Sunrise, FL 33325

Mailing Address

Phone number

(954) 598-0752

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	186
AUM (Assets Under Management)	$ 44,350,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William A. Gruntler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alan Gruntler's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUESTAR CAPITAL CORPORATION

PACKERLAND BROKERAGE SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

OSAIC FS, INC.

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

RUSHMORE SECURITIES CORPORATION

VOYA FINANCIAL ADVISORS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2011

Series 6

Date: 6/22/2004

Current Firm

ASSET PROTECTION GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASSET PROTECTION GROUP

TRUST BUT VERIFY

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