John M. Enomoto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Manabu Enomoto was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2013 - December 10, 2013
J.W. COLE FINANCIAL, INC.
October 31, 2011 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
January 28, 2002 - November 4, 2009
FSC SECURITIES CORPORATION
August 5, 1998 - December 5, 2001
CONSECO SECURITIES, INC.
May 21, 1982 - August 5, 1998
CONSECO FINANCIAL SERVICES, INC.
September 21, 1971 - June 1, 1981
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/17/1971
Registered Representative ExaminationCurrent Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
