Christopher F. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Fearon Brown was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2018 - August 30, 2019
BURKE, LAWTON, BREWER & BURKE, LLC
April 18, 2014 - October 22, 2016
CV BROKERAGE, INC
May 28, 2010 - April 24, 2012
PERSHING LLC
June 10, 2008 - August 10, 2009
ABERDEEN FUND DISTRIBUTORS, LLC
April 11, 2008 - April 30, 2008
FORESIDE FUND SERVICES, LLC
February 4, 2003 - February 6, 2008
INVESTOR FORCE SECURITIES, INC.
January 22, 1997 - June 6, 2000
MORGAN STANLEY DISTRIBUTION, INC.
August 4, 1992 - December 4, 1996
FPS BROKER SERVICES, INC.
April 25, 1991 - December 3, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 25, 1991 - December 3, 1991
EQUITABLE ADVISORS, LLC
December 18, 1989 - April 25, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 18, 1989 - April 25, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BURKE, LAWTON, BREWER & BURKE, LLC
CRD#: 1346 / SEC#: , 8-12173
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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