Carl C. Enloe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Clifford Enloe was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 2001. Carl had worked at 2 firms and has passed the Series 65, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2006 - November 4, 2013
MONETARY MANAGEMENT GROUP INC
August 30, 2001 - July 13, 2006
J.A. GLYNN INVESTMENTS, LLC.
Primary Firm SEC Registration
MONETARY MANAGEMENT GROUP INC
CRD#: 110284 / SEC#: 801-18512
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/12/1959
Registered Representative ExaminationSeries 00
Date: 8/25/1966
General Securities Principal ExaminationCurrent Firm
MONETARY MANAGEMENT GROUP INC
CRD#: 110284 / SEC#: 801-18512
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 296 |
| AUM (Assets Under Management) | $ 492,315,440 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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