Hannah S. Grove
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hannah Shaw Grove was a registered financial professional .
Hannah is a previously registered financial professional and started their career in finance in 1991. Hannah had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2020 - September 21, 2020
PEAK6 CAPITAL MANAGEMENT LLC
April 25, 2019 - September 21, 2020
APEX CLEARING CORPORATION
February 14, 2002 - November 1, 2005
FAM DISTRIBUTORS, INC.
October 2, 1998 - July 9, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 30, 1995 - March 24, 1998
FUNDS DISTRIBUTOR, LLC
April 18, 1991 - October 7, 1993
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/13/2024
General Securities Representative ExaminationCurrent Firm
PEAK6 CAPITAL MANAGEMENT LLC
CRD#: 43773 / SEC#: , 8-50422
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK6 CAPITAL MANAGEMENT HOLDINGS LLC | OWNER | |
| MILCAREK, STEVEN DOUGLAS | PRINCIPAL OPERATIONS OFFICER | 3131320 |
| MULLER, BRIAN JAMES | CHIEF RISK OFFICER | 5875890 |
| PITALE, SUJAI VEERDHAVAL | CHIEF COMPLIANCE OFFICER | 5387442 |
| SIMPSON, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER | 5875785 |
| WARD, JAMES FLANAGAN | FINOP, PRINCIPAL FINANCIAL OFFICER | 6258923 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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