Howard T. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Trotter Alexander, who also goes by Howard Alexander, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1993. Howard had worked at 3 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2019 - September 5, 2019
BOK FINANCIAL PRIVATE WEALTH, INC.
September 18, 2003 - September 5, 2019
COBIZ WEALTH
December 3, 1993 - April 29, 2003
ALEXANDER CAPITAL MANAGEMENT GROUP, INC.
Primary Firm SEC Registration
BOK FINANCIAL PRIVATE WEALTH, INC.
CRD#: 106733 / SEC#: 801-51401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOK FINANCIAL PRIVATE WEALTH, INC.
CRD#: 106733 / SEC#: 801-51401
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,179 |
| AUM (Assets Under Management) | $ 3,185,223,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
