Robert M. Heely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Heely was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - December 31, 2015
THE INVESTMENT CENTER, INC.
September 22, 2003 - December 31, 2005
PGP FINANCIAL, INC.
October 7, 2002 - September 5, 2003
LPL FINANCIAL LLC
May 3, 1999 - January 29, 2002
PARK AVENUE SECURITIES LLC
July 18, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
March 19, 1992 - April 17, 1996
GUARDIAN INVESTOR SERVICES LLC
February 13, 1990 - November 19, 1990
IFMG SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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