John R. Vanneman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Russel Vanneman, CFA, who also goes by John Vanneman, Rusty Vanneman, J Russel Vanneman, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2023 - June 3, 2025
ORION PORTFOLIO SOLUTIONS, LLC
March 10, 2022 - June 3, 2025
BRINKER CAPITAL SECURITIES, LLC
January 10, 2020 - January 6, 2023
ORION PORTFOLIO SOLUTIONS, LLC
November 16, 2012 - December 31, 2020
ORION PORTFOLIO SOLUTIONS, LLC
November 13, 2012 - December 2, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC
February 17, 2012 - March 21, 2012
RWA WEALTH PARTNERS
March 31, 2011 - February 28, 2012
ADVISER INVESTMENTS
March 25, 2011 - March 21, 2012
ADVISER INVESTMENTS ACQUISITION CO LLC
January 30, 2008 - March 23, 2011
HARRISDIRECT LLC
November 2, 2005 - March 23, 2011
E*TRADE SECURITIES LLC
January 4, 2002 - March 29, 2011
KOBREN INSIGHT MANAGEMENT INC
October 11, 2001 - November 11, 2005
KOBREN INSIGHT BROKERAGE, INC
August 16, 1990 - December 31, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
Primary Firm SEC Registration
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 107975 / SEC#: 801-57265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 107975 / SEC#: 801-57265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 203,878 |
| AUM (Assets Under Management) | $ 57,658,151,186 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 10/21/2024 | ||
| 01/17/2024 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
