Edward P. Rennie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Peter Rennie was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1990. Edward had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 1999 - July 26, 2017
RENNIE & ASSOCIATES
November 21, 1994 - January 21, 1999
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
September 18, 1991 - November 21, 1994
PACIFIC SELECT DISTRIBUTORS, LLC
February 14, 1990 - December 31, 1990
BELL ATLANTIC DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RENNIE & ASSOCIATES
CRD#: 111696 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
