Stanley T. Carmichael
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Thomas Carmichael, who also goes by Stan Carmichael, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1990. Stanley had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2008 - December 9, 2016
FOOTHILL SECURITIES, INC.
December 2, 2008 - December 9, 2016
FOOTHILL SECURITIES, INC.
May 21, 2007 - December 8, 2008
PARK AVENUE SECURITIES LLC
March 21, 2007 - December 8, 2008
PARK AVENUE SECURITIES LLC
January 3, 2006 - March 16, 2007
CENTAURUS FINANCIAL, INC.
January 3, 2006 - March 16, 2007
CENTAURUS FINANCIAL, INC.
June 11, 1998 - July 8, 1998
OGILVIE SECURITY ADVISORS CORPORATION
July 8, 1997 - January 12, 2006
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
April 15, 1994 - May 17, 1995
JOHN HANCOCK DISTRIBUTORS LLC
January 26, 1994 - January 3, 2006
ASSOCIATED SECURITIES CORP.
February 14, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
February 14, 1990 - January 19, 1994
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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