Robert D. Leininger

GAMCO ASSET MANAGEMENT

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CRD#: 2014224

Professional summary

Robert Douglas Leininger is a registered financial advisor currently at GAMCO ASSET MANAGEMENT INC. .

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Robert has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Douglas Leininger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2010 - Present

GAMCO ASSET MANAGEMENT INC.

RIA

CRD#: 104950

Past

August 7, 2009 - September 24, 2010

COPELAND CAPITAL MANAGEMENT, LLC

RIA

CRD#: 135822

CONSHOHOCKEN, PA

Past

January 4, 1999 - July 31, 2009

RORER ASSET MANAGEMENT LLC

RIA

CRD#: 104575

CONSHOHOCKEN, PA

Past

March 16, 1994 - January 22, 1997

G.RESEARCH, LLC

CRD#: 7353

RYE, NY

Past

December 19, 1989 - November 11, 1993

PHILADELPHIA INVESTORS, LTD.

CRD#: 23905

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GAMCO ASSET MANAGEMENT INC.

GABELLI ASSET MANAGEMENT COMPANY | WOODLAND PARTNERS DIVISION OF GAMCO ASSET MANAGEMENT INC. | GAMCO INVESTORS, INC. | GAMCO INVESTORS INC | GAMCO ASSET MANAGEMENT INC.

CRD#: 104950 / SEC#: 801-14132

RIA

Registered Investment Advisory firm - (9/5/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/6/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/1989

General Securities Representative Examination

Current Firm

GAMCO ASSET MANAGEMENT INC.

GABELLI ASSET MANAGEMENT COMPANY | WOODLAND PARTNERS DIVISION OF GAMCO ASSET MANAGEMENT INC. | GAMCO INVESTORS, INC. | GAMCO INVESTORS INC | GAMCO ASSET MANAGEMENT INC.

CRD#: 104950 / SEC#: 801-14132

RIA

Registered Investment Advisory firm - (9/5/1978 Approved)

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Contact information

Main Address

191 Mason Street, Greenwich, CT 06830

Mailing Address

Phone number

(914) 921-5000

Established

Firm type

Fiscal year end

# of Employees

112

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GAMCO FORM ADV PART 2B (7/10/2025)

GAMCO FORM ADV PART 2A (7/10/2025)

Regulatory assets under management

Total Number of Accounts	1,601
AUM (Assets Under Management)	$ 11,465,946,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert D. Leininger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Douglas Leininger's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPELAND CAPITAL MANAGEMENT, LLC

RORER ASSET MANAGEMENT LLC

G.RESEARCH, LLC

PHILADELPHIA INVESTORS, LTD.

Primary Firm SEC Registration

GAMCO ASSET MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/1997

Series 63

Date: 1/10/1990

Series 7

Date: 12/16/1989

Current Firm

GAMCO ASSET MANAGEMENT INC.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GAMCO ASSET MANAGEMENT INC.

TRUST BUT VERIFY

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