Kathleen N. Ainsworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Nmn Ainsworth, who also goes by Kathleen Ainsworth, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 1989. Kathleen had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2012 - May 31, 2013
ACCOUNTING INVESTMENT SERVICES, INC.
March 11, 2011 - June 1, 2011
CHARLES SCHWAB & CO., INC.
July 8, 2010 - December 8, 2010
TRUE WEALTH DESIGN, LLC
December 14, 1989 - September 24, 1990
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ACCOUNTING INVESTMENT SERVICES, INC.
CRD#: 111686 / SEC#: 801-55225
Contact information
Red Flags
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