Jay V. Noiman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Victor Noiman was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1990. Jay had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2018 - March 25, 2020
FRENCH CAPITAL MANAGEMENT, LLC
July 6, 2017 - December 20, 2017
NEW CAPITAL ADVISORS
April 28, 2016 - August 24, 2016
SPENCER EDWARDS, INC.
October 12, 2015 - April 28, 2016
EQUINOX SECURITIES, INC.
February 20, 2015 - April 28, 2015
J.H. DARBIE & CO., INC.
January 23, 2015 - February 9, 2015
VCS VENTURE SECURITIES
September 8, 2011 - January 2, 2015
SCOTTSDALE CAPITAL ADVISORS CORP
November 28, 2005 - December 21, 2005
VIEWTRADE FINANCIAL
November 28, 2005 - September 2, 2011
VIEWTRADE SECURITIES, INC.
January 11, 2005 - May 2, 2005
FIFTH THIRD SECURITIES, INC.
November 10, 1995 - January 3, 2005
INVESTACORP, INC.
July 13, 1992 - November 30, 1995
FIFTH THIRD SECURITIES, INC.
May 21, 1992 - July 21, 1992
INVESTORS ASSOCIATES, INC.
March 19, 1992 - June 3, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 23, 1990 - January 25, 1991
USF&G INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRENCH CAPITAL MANAGEMENT, LLC
CRD#: 177517 / SEC#: 802-83168
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 10/5/2018 |
| Florida | ERA - Withdrawn | 7/19/2018 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
