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Jay Victor Noiman

CRD# 2014076·Registered 1990 - 2020
Previously Registered: Being a previously registered professional could mean that Jay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jay Victor Noiman was a registered financial advisor. Jay was a previously registered financial professional and started their career in finance 1990 - 2020. Jay had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

FRENCH CAPITAL MANAGEMENT, LLC·CRD# 177517
RIA
Boca Raton, FL
November 15, 2018 - March 25, 2020
NEW CAPITAL ADVISORS·CRD# 286165
RIA
Boca Raton, FL
July 6, 2017 - December 20, 2017
SPENCER EDWARDS, INC.·CRD# 22067
BD
Centennial, CO
April 28, 2016 - August 24, 2016
EQUINOX SECURITIES, INC.·CRD# 145790
BD
Redlands, CA
October 12, 2015 - April 28, 2016
J.H. DARBIE & CO., INC.·CRD# 43520
BD
New York, NY
February 20, 2015 - April 28, 2015
VCS VENTURE SECURITIES·CRD# 127921
BD
New York, NY
January 23, 2015 - February 9, 2015
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
BD
Scottsdale Az, AZ
September 8, 2011 - January 2, 2015
VIEWTRADE FINANCIAL·CRD# 47116
BD
Boca Raton, FL
November 28, 2005 - December 21, 2005
VIEWTRADE SECURITIES, INC.·CRD# 46987
BD
Boca Raton, FL
November 28, 2005 - September 2, 2011
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Cincinnati, OH
January 11, 2005 - May 2, 2005
INVESTACORP, INC.·CRD# 7684
BD
Miami, FL
November 10, 1995 - January 3, 2005
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Cincinnati, OH
July 13, 1992 - November 30, 1995
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
May 21, 1992 - July 21, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
March 19, 1992 - June 3, 1992
USF&G INVESTMENT SERVICES, INC.·CRD# 18949
BD
May 23, 1990 - January 25, 1991

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Current Firm

FC
FRENCH CAPITAL MANAGEMENT, LLC

FRENCH CAPITAL MANAGEMENT, LLC | FRENCH, JASON IAN

CRD#: 177517 / SEC#: 802-83168
Florida
Registered Investment Advisory firm - Florida (10/5/2018 Approved)

Contact Information

Main Address

13080 Silver Oak Drive, Jacksonville, FL 32223

Mailing Address

13080 Silver Oak Drive, Jacksonville, FL 32223

Phone Number

(904) 479-8843

# of Employees

1

Documents

Latest Form ADV
0

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Withdrawn10/5/2018
FloridaERA - Withdrawn7/19/2018

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1992About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1990About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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