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Tammy Reeves Duffy

CRD# 2013993·Registered 1990 - 2021
Previously Registered: Being a previously registered professional could mean that Tammy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tammy Reeves Duffy, who also goes by Tammy Michelle Duffy, Tammy Michelle Reeves, was a registered financial advisor. Tammy was a previously registered financial professional and started their career in finance 1990 - 2021. Tammy had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tammy Michelle Duffy, Tammy Michelle Reeves

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

AFS ADVISORS, LLC·CRD# 156180
RIA
Suwanee, GA
November 2, 2011 - January 25, 2021
GPC SECURITIES, INC.·CRD# 14007
BD
Atlanta, GA
January 1, 1999 - August 21, 2000
INVESCO DISTRIBUTORS, INC.·CRD# 289
BD
Houston, TX
July 22, 1993 - January 1, 1999
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
July 15, 1991 - April 14, 1993
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
January 30, 1990 - July 11, 1991

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Current Firm

AA
AFS ADVISORS, LLC

AFS ADVISORS, LLC

CRD#: 156180 / SEC#: 801-112322

Contact Information

Main Address

1325 Satellite Boulevard Building 1300, Suite 1301, Suwanee, GA 30024-4651

Phone Number

(678) 473-0324

# of Employees

6

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2B MEGAN C LEE EFFECTIVE 10/21/21 (10/21/2021)

Regulatory Assets Under Management

Total Number of Accounts

230

AUM (Assets Under Management)

$4,628,494,081

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1990About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Aug 1993About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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